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Forms

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Account Opening

Individual Account

Individual - Self Certification Form (CRS)

W-8BEN Form (Individuals)

4(1)Client Securities Standing Authority (where applicable)

8(1)Client Money Standing Authority

Facility Letter (where applicable)

Customer Profiling Questionnaire (CPQ) – Individual or Joint Account

Confirmation Letter of Knowledge of Trading Exchange-traded Derivative Products (For client without knowledge of derivative products uses) (where applicable)

Client Agreements & Schedules

AI-Portfolio Investing Registration and Account Opening Form (For new customers / existing customers with account opened for more than 1 year)

AI-Portfolio Investing Registration and Account Opening Form (For existing customers with account opened for less than 1 year)

Corporate Account

Account Application (Corporate Account)

W-8BEN-E Form (Entity)

Customer Profiling Questionnaire (CPQ) – Corporate Account

Board Resolution - Cash Client

Board Resolution - Margin Client

Entity - Self Certification Form (CRS)

Deed of Guarantee & Indemnity

Guarantor Profile Information

Fund / Stock

Dividend Standing Instruction Form

Fund Withdrawal for FX

Fund Withdrawal

Overdraft Form

Physical Stock Withdrawal

Inter-Company Fund & Stocks Transfer

Client Deposit Confirmation Form

Stock Transfer Form (Overseas Securities)

Update Information

Change Of Account Information Instruction

Add specimen signatures

Other Services

Standing Instruction for Payments to Designated Own and/orThird-Party Account(s)

"All-You-Can-Trade" Programme – Hong KongIndex Futures and Index Options Application Form

Global Market Data Subscription Form

Third Party Authorisation – Individual or Joint Account

HKIDR consent form

Last Update: 2022-10-12

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